ArtResolve : Confidential and effective resolution of disputes about works of art : Neutral Evaluation
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Dispute Resolution by Early Neutral Evaluation

Advisory opinion - Appointing the neutral - Fees - Do you need lawyers? - No meetings or hearings - Early Neutral Evaluation Rules


ADVISORY OPINION

Early neutral evaluation is a voluntary process by which the parties agree to obtain an opinion about their dispute from a respected neutral. The neutral's evaluation is non-binding. The neutral does not resolve the dispute: the neutral advises on how it could or should be resolved. The neutral's evaluation may well influence the parties to settle the dispute, either as the neutral advises, or in some way depending on subsequent negotiation. The early neutral evaluation is 'without prejudice' to the parties' legal position, but, if a settlement is reached, that settlement is as binding as any other contract.


APPOINTING THE NEUTRAL

ArtResolve appoints one neutral as a rule, but a larger number may be appropriate. A pupil accompanies the neutral with the parties' permission.


FEES

The neutral's fees are for agreement with the parties and subject to approval by ArtResolve. The fees have to be paid in advance of the delivery of the neutral's evaluation.


DO YOU NEED LAWYERS?

ArtResolve recommends that parties instruct lawyers to represent them in an early neutral evaluation, but this is not essential where the issues are not issues of law.


NO MEETINGS OR HEARINGS

The neutral receives written summaries from the parties, and commonly gives the evaluation on the basis of those documents without meetings or hearings. This enables the cost of the exercise to be kept down. The evaluation is accompanied by reasons unless neither party wants reasons with the opinion.

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/dispute .htm : Page Version History : Version 1 July 2000 
Updated on : 16 Aug 2000
This page prepared by Antony F. Anderson on behalf of ArtResolve
Please report technical problems or missing links to:
antony.anderson@onyxnet.co.uk
©ArtResolve 2000



ArtResolve EARLY NEUTRAL EVALUATION RULES

Early neutral evaluation can be used to settle disputes between two or more parties. Parties may enter into an early neutral evaluation agreement which incorporates these rules.

Parties may ask ArtResolve to help them to select a neutral (or neutrals). In these rules the term ‘neutral’ is used to mean one or more neutral. ArtResolve will suggest at least two potential appointees, having first ensured that they do not have conflicts of interest which prevent them from accepting the appointment. A neutral is impartial, independent and neutral. A neutral may be accompanied by a pupil.

The neutral agrees fees and payment terms (including those for advance payment) with the parties, having first notified ArtResolve of the level of fee sought. 

Neither the neutral nor any pupil can be required by the parties to act as a witness, consultant or expert in any subsequent proceedings, or to produce any documents. The neutral cannot serve as an arbitrator if the dispute goes to arbitration. The neutral can however act as an expert in a subsequent expert determination of the dispute.

Neither the neutral, or any pupil, nor ArtResolve undertake any responsibility to the parties for any act or omission, including acts or omissions amounting to negligence, in connection with the early neutral evaluation, except where bad faith is shown.

The early neutral evaluation process is voluntary, and any party and the neutral may withdraw at any time.

The early neutral evaluation process is confidential and without prejudice to any future proceedings.   

Unless otherwise agreed, parties provide summaries of their cases for the neutral, with copies to each other, by a date determined by the neutral. 

The neutral then considers the summaries, makes any investigations s/he thinks fit, and then produces a written evaluation for the parties.

The written evaluation is not binding on the Parties, but they may agree to use it for that purpose.